compliance officer jobs - New York, NY
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Featured Job Postings from the Web
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| May 28 | Anti-Money Laundering Compliance Officer | Compliance Search Group | New York, NY |
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investment bank. The company seeks an AML Compliance Officer who will be responsible ... address best practices. The AML Compliance Officer has significant interaction with... more |
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| May 28 | Compliance Officer Bank Review, AVP | Compliance Search Group | New York, NY |
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services firm is seeking a Compliance Officer that will join a team of 10 ... professionals in the organization, including Compliance Advisory Teams, Regulatory Inquiry... more |
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| May 27 | Compliance Officer | Chartis | New York, NY |
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devise and execute on detailed full-time compliance monitoring and testing plan across ... reached in accordance with established compliance monitoring and testing methodology... more |
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| May 27 | Institutional Options Compliance Officer | Compliance Search Group | New York, NY |
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and other services, seeks an Options Compliance Officer. The compliance ... developments. Qualifications: 5- 7+ years Compliance experience. In-depth knowledge of... more |
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| May 25 | CFO | Nationstaff | New York, NY |
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as well as to establish and maintain compliance with the Company’s policies and ... either controller or chief financial officer. Knowledge of Generally Accepted Accounting... more |
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| May 25 | Compliance Manager | JPMorgan Chase | New York, NY |
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Treasury & Securities Services ("TSS") Compliance supports the WSS business ... seeking a highly motivated Senior Compliance Officer with at least five (5) years of... more |
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| May 24 | Hedge Fund / Trading Compliance Officer | Compliance Search Group | New York, NY |
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Fund. The firm seeks an experienced trading compliance professional to join their team. ... you will work alongside the companys chief compliance officer in designing and... more |
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| May 23 | Banking Compliance Officer | Forum Group | New York, NY |
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of Federal Reserve and OCC regulations. The compliance officer will meet wtih the ... changes and requirments. Additionally the compliance officer will provide risk... more |
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| May 23 | PMO Analyst | Tephrainc | Stamford, CT |
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Program meetings (operating review etcRun compliance report every week and along with PMs take corrective actions for non-compliance. Fill up role as an "Acting PM" in... more |
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| May 22 | AML Compliance Officer | Financial Services Company | New York, NY |
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program for Private Wealth Management AML Compliance. Responsibilities: Review high ... 5 plus years experience as an AML Compliance KYC Officer Advanced knowledge of... more |
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| May 22 | Hedge Fund Compliance Officer | Compliance Search Group | New York, NY |
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and personal trading compliance Monitor compliance with insider trading procedures, ... retention oversight Monitor and coordinate compliance activities of other departments... more |
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| May 20 | Compliance Officer - Consumer Lending | Bank | New York, NY |
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Compliance Officer Consumer Lending Our client, a midtown banking institution, is ... currently looking for a Consumer Compliance Officer. The position will be VP level role. more |
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| May 19 | Director Medical Review Corporate Privacy Officer | Visiting Nurse Service of New York | New York, NY |
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Director Medical Review\Corporate Privacy Officer City: Manhattan Job ID: 21412 ... and procedures. Acts as agencys privacy officer and assures compliance with federal,... more |
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| May 19 | Associate, Compliance (Asset Management) | Stamford, CT | |
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position will join a team lead by the Chief Compliance Officer that is responsible for ... words: trade compliance, trading compliance, marketing disclosure compliance, code of... more |
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| May 09 | Fixed Income Compliance Officer | Guggenheim | New York, NY |
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The Fixed Income Compliance Officer will be responsible for keeping Compliance policies ... and execute surveillance and testing of Compliance and supervisory procedures. *... more |
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| May 08 | Senior Alternatives Compliance Officer | Michael Page International | New York, NY |
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The Compliance Officer will be responsible for the oversight of the alternative ... a generalist compliance role. The Compliance Officer's general responsibilities will... more |
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| May 08 | VP Alternative Investment Compliance | R. Marin Enterprises | New York, NY |
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The Compliance Officer responsible for the oversight of the alternative investments ... * 7+ years of experience working with hedge funds/private equity, providing compliance sup... more |
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| Mar 30 | FS CIO Advisory IM BI Experienced Associate | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider ... data management policies, procedures, compliance & risk management. This includes a... more |
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| Mar 29 | Chief Administration Officer - US (NYC) | Marina Sirras & Associates | New York, NY |
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law firm, seeks a Chief Administrator Officer to be based in the firms New York ... compensation and benefits; monitor compliance with all government regulations as... more |
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| Mar 20 | Compliance Counsel | Robert Walters | New York, NY |
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The role will report to the Chief Compliance Officer and General Counsel and ... the compliance wall intact and maintain our compliance supervisory structure; Ability to... more |
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| Mar 14 | FS CIO Advisory Networking Infrastructure Manager | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more |
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| Mar 14 | FS CIO Advisory Networking Infrastructure Senior Associate | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more |
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| Mar 08 | FS CIO Advisory ITSM Manager | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more |
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| Mar 07 | FS CIO Advisory ITSM Senior Associate | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more |
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| Mar 05 | Chief Compliance Officer | Wnet | New York, NY |
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federal funds. WNET is seeking a Chief Compliance Officer to assume primary ... Financial Officer, the Chief Compliance Officer will have primary responsibility for... more |
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