compliance officer jobs - Charlotte, NC

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May 27 Administrative-Medical Director/CEO - Physician Concentra Charlotte, NC

Patient CareAssures personal compliance with licensing, certification and ... Medical Advisory Committee and Chief Medical Officer.Meets with Zone & Worksite VP Medical... more

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May 26 Financial Aid Officer Art Institutes Charlotte, NC

files shown through Training Assessments for Compliance with Federal/State regulations, school policies and procedures. -Less than a 10% comment rate per term and less than a 5%... more

May 25 Compliance Officer, Mutual Funds Compliance Tiaa Cref Charlotte, NC

Compliance Officer, Mutual Funds Compliance This position primarily supports the Mutual ... regulatory requirements and to monitor such compliance. Manage compliance... more

May 25 Compliance Officer - Mutual Funds Tiaa-cref Charlotte, NC

15,000 participating institutions Compliance Officer, Mutual Funds Compliance (Charlotte, ... regulatory requirements and to monitor such compliance. Manage compliance... more

May 24 Financial Aid Officer Art Institute of Dallas Charlotte, NC

files shown through Training Assessments for Compliance with Federal/State regulations, school policies and procedures. -Less than a 10% comment rate per term and less than a 5%... more

May 22 Excellent opportunity for Coding Compliance Officer in AURORA,CO A Large Financial Firm Charlotte, NC

FYI; Job#: 5295 Job Title: Coding Compliance Officer Category: OTHER Job Type: Contract ... Coordinates and reports on day-to-day coding compliance, education, training and quality... more

May 21 Financial Aid Officer Education Management Charlotte, NC

files shown through Training Assessments for Compliance with Federal/State regulations, school policies and procedures. -Less than a 10% comment rate per term and less than a 5%... more

May 21 Anti-Money Laundering (AML) Compliance Analyst Robert W. Baird & Co. Charlotte, NC

SUMMARY:The AML Compliance Analyst will assist the AML/Privacy Officer in the maintenance ... The Anti-Money Laundering/Privacy Compliance Officer is responsible for Baird's Anti-Money... more

May 21 Chief Officers Charlotte-mecklenburg Schools Charlotte, NC

Information Officer The Chief Information Officer (CIO) is responsible for ensuring ... operations, help desk). Chief Accountability Officer The Chief Accountability Officer... more

May 15 STAFF ATTORNEY / CORPORATE COMPLIANCE OFFICER Sona Medspa Charlotte, NC

STAFF ATTORNEY / CORPORATE COMPLIANCE OFFICER Sona MedSpa International, Inc ... Compliance across multi states Internal Compliance and Risk Management Insurance... more

May 15 Contract Management Document Officer II Bank of America Charlotte, NC

policies to address related credit, risk compliance, legal, operational and business ... sales, implementation, product, operations, compliance, risk, credit officers, legal... more

May 09 Compliance Officer I - Insurance Compliance Tiaa Cref Charlotte, NC

Compliance Officer - Insurance Compliance Participate as a member of the Insurance ... Compliance testing program. Perform regular compliance testing to ensure the... more

May 07 Financial Services Office - Advisory Services Senior Manager - Technology Enablement - Compliance Ernst & Young Charlotte, NC

Senior Manager - Technology Enablement - Compliance - CHA000GQ US-NC-Charlotte Being ... solutions implementation * Trading compliance review * Trading operations... more

May 07 Financial Services Office - Advisory Services Senior - Technology Enablement - Compliance Ernst & Young Charlotte, NC

Services Senior - Technology Enablement - Compliance - CHA000GZ US-NC-Charlotte Being ... solutions implementation * Trading compliance review * Trading operations... more

May 07 GCB/GCBK Sr Compliance Manager Bank of America Charlotte, NC

Specific Description Compliance officer within the Global Corporate - Credit and ... Compliance team. Implements and manages compliance programs for one or more business,... more

May 01 Compliance Officer, Mutual Funds Compliance Tiaa-cref Charlotte, NC

Other Locations: NY-New York Compliance Officer, Mutual Funds Compliance This ... regulatory requirements and to monitor such compliance. Manage compliance... more

Apr 26 Compliance Officer-mortgage Charlotte, NC

client, a Hampton Roads bank, is seeking a Compliance Officer to effectively manage, ... establishing and maintaining company compliance policies & procedures Nationwide... more

Apr 26 FCM Compliance Manager Others Fetch, We Deliver! Charlotte, NC

of controls and supports business unit Compliance Officers as they resolve issues ... requirements. Qualifications: 10+ Years Compliance experience and 3+ years management... more

Apr 26 FCM Compliance Manager Othersfetchwedeliver! Charlotte, NC

of controls and supports business unit Compliance Officers as they resolve issues ... requirements. Qualifications: 10+ Years Compliance experience and 3+ years management... more

Apr 20 Safety Supervisor/Officer (2) Baker Roofing Company Charlotte, NC

Baker Roofing company has an immediate opening for a Safety Supervisor/Officer ... as required, and ensuring regulatory compliance for Federal OSHA, State OSHA, and... more

Apr 09 Mortgage Loan Officer/Originator Union Bankshares Charlotte, NC

Requisition Number 12-0177 Post Date 4/9/2012 Title Mortgage Loan Officer/Originator Locat ... governing bank operations, including compliance with Union First Market... more

Apr 08 Portfolio PMO Governance Lead Truebridge Resources Mooresville, NC

the defined cadence Track program governance compliance at the Portfolio level and facilitate reviews Administer Program SharePoint sites Develop Management and Executive level... more

Mar 12 Compliance Officer I - Insurance Compliance Tiaa-cref Charlotte, NC

Location: NC-Charlotte Other Locations: Compliance Officer - Insurance Compliance ... Compliance team in handling insurance compliance issues for life insurance, pension... more

Feb 03 Chief Financial Officer - Financial Services Charlotte Gastonia, NC

and other matters. : Manage loan compliance function of bank : Manages ... of all assigned training including compliance with the full understanding and... more

Jan 18 Financial Aid Officer Art Institute of Charlotte Charlotte, NC

files shown through Training Assessments for Compliance with Federal/State regulations, school policies and procedures. -Less than a 10% comment rate per term and less than a 5%... more

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