Financial Industry Regulatory Authority jobs
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| May 25 | Associate Director Regulatory Operations | Shire Pharmaceuticals | San Diego, CA |
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Must have experience w/ industrial interpretation w/respect to regulatory expectations ... ? Familiarity w/operational, financial, quality assurance, and human resource procedures a... more |
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| May 25 | Associate Tester II | Financial Industry Regulatory Authority | Rockville, MD |
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policy on nepotism. About FINRA The Financial Industry Regulatory Authority ... FINRA is a registered trademark of the Financial Industry Regulatory Authority,... more |
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| May 25 | Finance COO - Regulatory & Audit Management/Director | Deutsche Bank | New York, NY |
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regulatory requests for information. Qualifications & Experience Essential: Proven ... industry experience in Americas financial sector regulatory field as well as financial... more |
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| May 24 | Executive Director | Tennessee Regulatory Authority | Nashville, TN |
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The Tennessee Regulatory Authority (the Authority) has jurisdiction over ... and service standards. Additionally, the Authority performs safety inspections of... more |
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| May 24 | Director, Quality & Regulatory Compliance, EPP-NA | Sanofi-Aventis | Bridgewater, NJ |
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arrangements, product technical, Quality & Regulatory issues. Decision Making Authority: ... Experience in 3rd party manufacturing Quality and Regulatory function and/or same plant ex... more |
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| May 23 | Regulatory Analyst - Market Regulation, Fixed Income | Finra | Rockville, MD |
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policy on nepotism. About FINRA The Financial Industry Regulatory Authority ... FINRA is a registered trademark of the Financial Industry Regulatory Authority,... more |
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| May 23 | Regulatory Coordinator - Member Regulation | Financial Industry Regulatory Authority | San Francisco, CA |
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policy on nepotism. About FINRA The Financial Industry Regulatory Authority ... FINRA is a registered trademark of the Financial Industry Regulatory Authority,... more |
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| May 23 | Regulatory Analyst - Market Regulation, Fixed Income | Financial Industry Regulatory Authority | Rockville, MD |
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policy on nepotism. About FINRA The Financial Industry Regulatory Authority ... FINRA is a registered trademark of the Financial Industry Regulatory Authority,... more |
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| May 23 | Regulatory Coordinator - Member Regulation | Finra | San Francisco, CA |
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policy on nepotism. About FINRA The Financial Industry Regulatory Authority ... FINRA is a registered trademark of the Financial Industry Regulatory Authority,... more |
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| May 22 | Financial Analyst III | UPS | Fontana, CA |
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by regulatory authorities. * Applies Financial Expertise, analyzes information to ... and Transportation industry is preferred * Industry-related financial experience... more |
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| May 22 | Analyst I, Corporate Financing | Financial Industry Regulatory Authority | Rockville, MD |
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policy on nepotism. About FINRA The Financial Industry Regulatory Authority ... FINRA is a registered trademark of the Financial Industry Regulatory Authority,... more |
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| May 22 | Financial Analyst (Data Analytics and Analysis) | IRS | Washington, DC |
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You will focus your analysis in the areas of analyzing banks regulatory capital (Basel II/ ... and key issues within the financial services industry to strengthen bank supervisory... more |
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| May 18 | Compliance Officer ? Regulatory Exams, Inquiries and Special Investigations | Compliance Search Group | New York, NY |
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Top-Tier financial services firm is seeking a Compliance Officer to oversee the Regulatory ... regulatory experience, with knowledge of the financial service industry, regulatory... more |
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| May 16 | Financial Standards Analyst | TCF | Wayzata, MN |
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* Knowledge of the financial services industry About TCF Bank TCF Bank is ... affiliated with TCF Financial Corporation, a financial holding corporation based in... more |
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| May 16 | Regulatory Compliance Assistant - Quality Control | Monterey, CA | |
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submits such information to appropriate regulatory authorities and independent ... sessions, formal school or financial industry related curriculum, should be... more |
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| May 12 | Senior Manager, Regulatory Affairs - Advertising and Promotion | Gilead | Foster City, CA |
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letters, keeping current with the US regulatory climate, industry changes relating ... relevant discipline and 10 years of relevant industry experience in Regulatory Affairs or... more |
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| May 06 | Sr. Consultant, Governance, Regulatory, and Risk Strategies - Energy Industry | Deloitte Development | Houston, TX |
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or financial energy commodity markets and/or regulatory compliance issues. * Assume ... or regulatory capacity in the energy industry. * Business Analyst with compliance... more |
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| May 05 | Senior Associate - Regulatory Interactions and Analysis | PricewaterhouseCoopers USA | New York, NY |
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The PwC Regulatory Relations Group is responsible for supporting regulatory operations an ... clients, the SEC (and/or PCAOB) and/or other industry regulatory agencies or bodies,... more |
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| May 04 | Global Commercial Banking Regulatory Controls and Business Practices Officer | Citi | New York, NY |
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-Advises Business Head regarding changes to regulatory policy matters, helps s/he understa ... risk. -Knowledge of legislative and regulatory process and industry issues. more |
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| Apr 25 | Compliance/Regulatory - Vice President | Morgan Stanley | Purchase, NY |
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and Regulatory offering to address evolving regulatory requirements and client needs, ... Prior regulatory experience with relevant industry regulatory authorities, e.g., the... more |
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| Apr 12 | Regulatory Affairs Director (Asia/China) | Amgen | Thousand Oaks, CA |
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expansion plans; providing strategic regulatory expertise; interfacing with ... regulatory correspondence - Ensure QC of regulatory documentation - Ensure collection... more |
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| Mar 20 | Director of Regulatory Affairs | McKesson | Ruther Glen, VA |
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with officials representing various regulatory agencies that have jurisdiction ... regulatory compliance, in the pharmaceutical/industry. - Have a depth of understanding of... more |
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| Mar 16 | Financial Industry Regulatory Authority (FINRA) | Binghamton University | New York |
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The Financial Industry Regulatory Authority (FINRA) is the largest independent regulator ... business-from registering and educating industry participants to examining securities... more |
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| Feb 03 | Chicago Housing Authority - EVP/CFO | David Gomez and Associates | Chicago, IL |
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Chicago Housing Authority Executive Vice President / Chief Financial Officer LOCATION OF P ... reporting/disclosure statutes. Direct Authority-wide operational and financial... more |
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| Sep 30 | Tax Director Financial Services International Tax Services | PwC | Boston, MA |
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With constant legislative, regulatory and judicial changes, companies operating across ... skills in structural realignment, cash and financial statement effective tax rate... more |
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